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Comment for Proposed Rule 75 FR 76573

  • From: Ex Parte Communication
    Organization(s):
    Credit Suisse, Deutsche Bank, Citi, JP Morgan, Barclays, Morgan Stanley, Goldman Sachs, UBS

    Comment No: 42280
    Date: 3/22/2011

    Comment Text:

    Meeting with European Industry Representatives

    Tuesday, March 22, 2011

    Memo from
    Miller, Aaron

    CFTC Staff :
    Gary Gensler, Jacqueline Mesa

    External Attendees :
    Karen Newton (Credit Suisse)
    Stephen Wolff (Deutsche Bank)
    Virginia Airey (Citi)
    Andrew Powell (JP Morgan)
    Rick Sears (Barclays)
    Oliver Stuart (Morgan Stanley)
    Paul Christensen (Goldman Sachs)
    Andrew Shaw (UBS)

    Additional Information :
    The industry representatives discussed how the rules would apply to foreign entities that may or may not be registered as swap dealers.  They discussed whether the CFTC would rely on foreign regulators of internal business conduct standards.  Additionally, they encouraged harmonized data reporting standards in order to simplify back-office work.

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