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Comment for Proposed Rule 75 FR 80174

  • From: Ex Parte Communication
    Organization(s):
    Institute of International Bankers

    Comment No: 35430
    Date: 3/16/2011

    Comment Text:

    Telephone Call with Ed Rosen

    Wednesday, March 16, 2011

    Memo from
    Berkovitz, Dan M

    CFTC Staff :
    Dan M. Berkovitz, Terry Arbit, Carl Kennedy, Bill Banwo, Warren Gorlick

    External Attendees :
    Ed Rosen (Cleary Gottlieb Steen & Hamilton), Brian Bussey (US Securities & Exchange Commission)

    Additional Information :
    CFTC and SEC representatives provided an update on status of consideration of IIB's letter regarding potential registration and regulations pertaining to foreign banks.  Mr. Berkovitz stated that IIB's letter was being given serious consideration.

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