Font Size: AAA // Print // Bookmark

Comment for Proposed Rule 75 FR 80638

  • From: Ex Parte Communication
    Organization(s):
     U.S. Department of Labor, Employee Benefits Security Administration (EBSA)

    Comment No: 31834
    Date: 3/15/2011

    Comment Text:

    CFTC/DOL Regulatory Harmonization with respect to DOL Proposed Rule on the Definition of Fiduciary

    Tuesday, March 15, 2011

    Memo from
    Kneller, Theodore

    CFTC Staff :
    Gary Gensler
    Tim Karpoff
    Dan Berkovitz
    Phyllis Cela
    Katie Driscoll
    Vivek Jain
    Ted Kneller

    External Attendees :
    Phyllis Borzi (EBSA)
    Michael Davis (EBSA)
    Alan Lebowitz (EBSA)
    Ivan Strasfeld (EBSA)
    Timothy Hauser (EBSA)

    Additional Information :
    Attendees met to discuss harmonization of requirements under the Dodd-Frank Act and proposed EBSA rules on the Definition of Fiduciary under the Employee Retirement Income Security Act.

Edit
No records to display.