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Comment for Proposed Rule 76 FR 1214

  • From: Ex Parte Communication
    Organization(s):
    National Futures Association (NFA)

    Comment No: 31133
    Date: 3/3/2011

    Comment Text:

    Meeting with NFA

    Thursday, March 03, 2011

    Memo from
    Zaidi, Amir

    CFTC Staff :
    Richard Shilts
    Riva Spear Adriance
    Mauricio Melara
    Amir Zaidi
    Nadia Zakir
    Rachel Berdansky
    David Taylor
    Swati Shah
    Sebastian Pujol Schott
    David Van Wagner
    Irina Leonova
    Jane Croessmann
    Steven Seitz
    Anthony Hays
    Carlene Kim
    Mike Penick
    Steve Benton

    External Attendees :
    Tim McHenry (NFA)
    Ken Haase (NFA)
    Ed Dasso (NFA)
    Dan Driscoll (NFA)

    Additional Information :
    On March 3, 2011, Staff met with representatives of NFA to discuss the trade practice and market surveillance functions that they might provide for SEFs.  NFA offered the following observation regarding the implementation of the SEF regulations: NFA believes that an implementation time of January 2012 will allow them and their customers to test their systems.

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