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Comment for Proposed Rule 76 FR 1214

  • From: Ex Parte Communication
    Organization(s):
    Nodal Exchange

    Comment No: 27759
    Date: 2/15/2011

    Comment Text:

    Meeting with Nodal Exchange

    Tuesday, February 15, 2011

    Memo from
    Hoard, Katie P

    CFTC Staff :
    Elizabeth Ritter

    External Attendees :
    Paul Cusenza, CEO Nodal Exchange
    Ann Sacra, President/COO Nodal Exchange
    Anita Herrera, Chief Compliance Officer Nodal Exchange

    Additional Information :
    Participants discussed issues regarding the transition process of becoming an SEF or a DCM under Dodd-Frank.

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