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Comments for Proposed Rule 83 FR 52902

Proposed Rule  83 FR 52902  //  Open PDF Version PDF Version

17 CFR Part 4 Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading Advisors

Open Date: 10/18/2018
Closing Date: 12/17/2018
See also:
84 FR 67343 ,  12/10/2019  //  Open PDF Version PDF Version

17 CFR Part 4 Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading Advisors: Registered Investment Companies, Business Development Companies, and Definition of Reporting Person

84 FR 67355 ,  12/10/2019  //  Open PDF Version PDF Version

17 CFR Part 4 Registration and Compliance Requirements for Commodity Pool Operators (CPOs) and Commodity Trading Advisors: Family Offices and Exempt CPOs

85 FR 40877 ,  7/8/2020  //  Open PDF Version PDF Version

17 CFR Part 4  Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading advisors: Prohibiting Exemptions on Behalf of Persons Subject to Certain Statutory Disqualifications

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 40 items in 4 pages
11/28/201883 FR 52902TimTerryThe Private Investor Coalition, Inc.
12/05/201883 FR 52902ClaytonHamlinLBCW
12/05/201883 FR 52902MARCROSENBERGMCLAUGHLIN & STERN LLP
12/07/201883 FR 52902MahatabHossainProgramame (Federal agency)
12/07/201883 FR 52902PaulArchitzelWilmerHale
12/07/201883 FR 52902BrianNaeveAlscott, Inc.
12/11/201883 FR 52902Ex ParteCommunicationWillkie Farr & Gallagher, Fried Frank
12/12/201883 FR 52902EugeneLipitzCommodore Mgmnt CO
12/12/201883 FR 52902BrianNorthBuchanan Ingersoll & Rooney PC
12/13/201883 FR 52902ToddFlunkerMarshall Street Capital, Inc.