Font Size: AAA // Print // Bookmark

Comments for Proposed Rule 75 FR 71391

Proposed Rule  75 FR 71391  //  Open PDF Version PDF Version

17 CFR Part 23 Implementation of Conflicts of Interest Policies and Procedures by Swap Dealers and Major Swap Participants

Open Date: 11/23/2010
Closing Date: 1/24/2011
Extended Date: 6/3/2011
See also:
76 FR 25274 ,  5/4/2011  //  Open PDF Version PDF Version

17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act

77 FR 20128 ,  4/3/2012  //  Open PDF Version PDF Version

17 CFR Parts 1, 3, and 23 Swap Dealer and Major Swap Participant Recordkeeping, Reporting, and Duties Rules; Futures Commission Merchant and Introducing Broker Conflicts of Interest Rules; and Chief Compliance Officer Rules for Swap Dealers, Major Swap Participants, and Futures Commission Merchants

79 FR 41126 ,  7/15/2014  //  Open PDF Version PDF Version

17 CFR Part 23 Swap Dealer and Major Swap Participant Recordkeeping, Reporting, and Duties Rules; Futures Commission Merchant and Introducing Broker Conflicts of Interest Rules; and Chief Compliance Officer Rules for Swap Dealers, Major Swap Participants, and Futures Commission Merchants; Correction

Date ReceivedReleaseFirst NameLast NameOrganizationEdit
Data pager
Data pager
First PagePrevious Page
Next PageLast Page
Page size:
PageSizeComboBox
select
 812 items in 82 pages
06/03/201176 FR 25274AndrewSotoAmerican Gas Association
06/03/201176 FR 25274STEPHENHUMENIKEris Exchange, LLC
06/03/201176 FR 25274DouglasFriedmanTradeweb Markets LLC
06/03/201176 FR 25274DianaPrestonABA and ABASA
06/03/201176 FR 25274MatthewThomasHunton & Williams LLP
06/03/201176 FR 25274LayneCarlsonMinneapolis Grain Exchange, Inc.
06/03/201176 FR 25274JoelleOggDC Energy, LLC
06/03/201176 FR 25274KariLarsenGreen Exchange LLC
06/03/201176 FR 25274BenMacdonaldBloomberg LP
06/03/201175 FR 71391WarrenDavisSutherland Asbill & Brennan LLP, on behalf of the Federal Home Loan Banks