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Comments for Proposed Rule 80 FR 10022

Proposed Rule  80 FR 10022  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

Open Date: 2/25/2015
Closing Date: 3/30/2015
See also:
78 FR 68946 ,  11/15/2013  //  Open PDF Version PDF Version

17 CFR Part 150 Aggregation of Positions

78 FR 75680 ,  12/12/2013  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives

78 FR 76787 ,  12/19/2013  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140 and 150 Position Limits for Derivatives

79 FR 2394 ,  1/14/2014  //  Open PDF Version PDF Version

17 CFR Part 150 Aggregation of Positions

79 FR 3547 ,  1/22/2014  //  Open PDF Version PDF Version

17 CFR Part 150 Aggregation of Positions;  Correction

79 FR 30762 ,  5/29/2014  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

79 FR 37973 ,  7/3/2014  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

79 FR 71973 ,  12/9/2014  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

80 FR 200 ,  1/5/2015  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

80 FR 15699 ,  2/25/2015  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions; Correction

80 FR 58365 ,  9/29/2015  //  Open PDF Version PDF Version

17 CFR Part 150 Aggregation of Positions

81 FR 38458 ,  6/13/2016  //  Open PDF Version PDF Version

17 CFR Parts 37, 38, and 150 Position Limits for Derivatives: Certain Exemptions and Guidance

81 FR 91454 ,  12/16/2016  //  Open PDF Version PDF Version

17 CFR Part 150 Aggregation of Positions

81 FR 96704 ,  12/30/2016  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 37, 38, 140, 150 and 151 Position Limits for Derivatives

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 837 items in 84 pages
10/18/201680 FR 10022Ex ParteCommunicationCME
11/02/201680 FR 10022Ex ParteCommunicationIntercontinental Exchange (ICE)
11/08/201681 FR 38458LayneCarlsonMinneapolis Grain Exchange (MGE)
11/15/201680 FR 10022Ex ParteCommunicationIntercontinental Exchange (ICE)
11/30/201680 FR 10022Ex ParteCommunicationThe Andersons Inc.; Wells Fargo Securities LLC; Bunge North America Inc.; Team Marketing Alliance; CGB Enterprises; Perdue Agribusiness; Archer Daniels Midland Co. and National Grain and Feed Association
02/23/201781 FR 96704StevenKennedyInternational Swaps and Derivatives Association, Inc. (ISDA)
02/28/201781 FR 96704DavidPerlmanThe Coalition of Physical Energy Companies (COPE)
02/28/201781 FR 96704DennisKelleherBetter Markets Inc.
02/28/201781 FR 96704SherriStonePetroleum Marketers Association of America (“PMAA”) and the New England Fuel Institute (“NEFI”)
02/28/201781 FR 96704NadiaZakirPacific Investment Management Company LLC ("PIMCO")