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11/22/201984 FR 3545684 FR 35456JonathanJachymLCH Group
11/22/201984 FR 3545684 FR 35456DennisKelleherBetter Markets, Inc.
11/22/201984 FR 3545684 FR 35456MarcusStanleyAmericans for Financial Reform Education Fund
11/26/201985 FR 1159685 FR 11596ThomasLaSalaCME Group (CMEG)
12/02/201984 FR 3481984 FR 34819Ex ParteCommunication

Japan Securities Clearing Corporation     

Japan Exchange Group

Davis Polk & Wardwell LLP
12/02/201984 FR 3545684 FR 35456Ex ParteCommunication

Japan Securities Clearing Corporation     

Japan Exchange Group

Davis Polk & Wardwell LLP
12/05/201983 FR 6194683 FR 61946Ex ParteCommunicationBrian Donnelly (TP ICAP)
Scott Fitzpatrick (Tradition)
Graham Harper (Delta Strategy)
Jeff Mehan (Tradition)
Bill Shields (BGC)
Michael Sufaro (BGC)
12/09/201983 FR 6157183 FR 61571Ex ParteCommunicationCitigroup
12/09/201984 FR 7226284 FR 72262Ex ParteCommunicationCiti
12/10/201983 FR 6157183 FR 61571Ex ParteCommunicationBank of America