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06/07/201782 FR 2133082 FR 21330Ex ParteCommunicationSecurities Industry and Financial Markets Association (SIFMA) and Futures Industry Association (FIA)
06/13/201781 FR 8533481 FR 85334Ex ParteCommunicationManaged Fund Association (MFA), Bridgewater Associates, LP, AQR Capital Management, LLC, Two Sigma Investments, LP, Citadel LLC, Kepos Capital LP, and HBK Capital Management
06/16/201782 FR 1874482 FR 18744GeorgeSituIntern
06/20/201782 FR 2800182 FR 28001R.Valvo, IIICause of Action Institute (CoA Institute)
06/21/201782 FR 2805082 FR 28050JamesKobielushself
06/24/201782 FR 1966382 FR 19663tanazrozalasterloc
06/24/201782 FR 2133082 FR 21330KasseyOulhadjAutomated Compliance Management
06/30/201782 FR 2133082 FR 21330DavidLuckingAllen & Overy LLP
07/07/201782 FR 2133082 FR 21330RyutaroHatashitaJapanese Bankers Association
07/07/201782 FR 2133082 FR 21330CarolWoodingNational Futures Association