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Comments for Proposed Rule 81 FR 38458

Proposed Rule  81 FR 38458  //  Open PDF Version PDF Version

17 CFR Parts 37, 38, and 150 Position Limits for Derivatives: Certain Exemptions and Guidance

Open Date: 6/13/2016
Closing Date: 7/13/2016
See also:
78 FR 75680 ,  12/12/2013  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives

78 FR 76787 ,  12/19/2013  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140 and 150 Position Limits for Derivatives

79 FR 30762 ,  5/29/2014  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

79 FR 37973 ,  7/3/2014  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

79 FR 71973 ,  12/9/2014  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

80 FR 200 ,  1/5/2015  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

80 FR 10022 ,  2/25/2015  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

81 FR 96704 ,  12/30/2016  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 37, 38, 140, 150 and 151 Position Limits for Derivatives

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 706 items in 71 pages
02/13/201580 FR 10022RobertCreamerGeneva Trading USA, LLC
02/25/201578 FR 75680Ex ParteCommunicationICE
02/25/201578 FR 75680Ex ParteCommunicationCME
02/25/201578 FR 75680Ex ParteCommunicationICE Futures U.S., Intercontinental Exchange, The Hershey Company, The J.M. Smucker Co, Louis Dreyfus Commodities, Noble Americans Corp.
02/25/201580 FR 10022Ex ParteCommunicationSouthern Company
03/02/201578 FR 75680Ex ParteCommunicationCME Group (CME), Skadden, Arps, Slate, Meagher & Flom (Skadden)
03/03/201578 FR 75680Ex ParteCommunicationPetroleum Marketers Assoc of America (PMAA)


NEFI
03/10/201578 FR 75680Ex ParteCommunicationCitadel


Delta Strategy Group
03/16/201578 FR 75680Ex ParteCommunication 
03/16/201578 FR 75680Ex ParteCommunicationCitadel LLC, Convexity Capital Management, D.E. Shaw Group, Delta Strategy Group, King Street Capital Management, L.P., Managed Funds Association, Millennium Management, LLC, Moore Capital Management, Tudor Investment Corp.