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Comments for Proposed Rule 76 FR 12888

Proposed Rule  76 FR 12888  //  Open PDF Version PDF Version

17 CFR Part 3 Registration of Intermediaries

Open Date: 3/9/2011
Closing Date: 5/9/2011
Extended Date: 6/3/2011
See also:
76 FR 25274 ,  5/4/2011  //  Open PDF Version PDF Version

17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act

77 FR 51898 ,  8/28/2012  //  Open PDF Version PDF Version

17 CFR Part 3 Registration of Intermediaries

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06/15/201176 FR 25274ErnestEdselACM Capital Management
06/24/201176 FR 25274HalScottCommittee on Capital Markets Regulation
07/07/201176 FR 25274KennethFisherNoble Energy, Inc.
07/14/201176 FR 25274Ex ParteCommunicationCHS, Dairy Farmers of America/Dairylea, Land O'Lakes, Growmark, NCFC
02/09/201276 FR 25274Ex ParteCommunicationGoldman Sachs, Credit Suisse Securities (USA) LLC, J.P. Morgan Securities, Futures Industry Association (FIA), Securities Industry and Financial Markets Association (SIFMA), Pershing, Morgan Stanley & Co., Wilmer Hale, NewEdge, Macquarie Group