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Comments for Proposed Rule 85 FR 952

Proposed Rule  85 FR 952  //  Open PDF Version PDF Version

17 CFR Part 23 Cross-Border Application of the Registration Thresholds and Certain
Requirements Applicable to Swap Dealers and Major Swap Participants; Proposed Rule

Open Date: 1/8/2020
Closing Date: 3/9/2020
See also:
85 FR 56924 ,  9/14/2020  //  Open PDF Version PDF Version

17 CFR Part 23 Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants

85 FR 69498 ,  11/3/2020  //  Open PDF Version PDF Version

17 CFR Part 23 Cross-Border Application of the Registration Thresholds and
Certain Requirements Applicable to Swap Dealers and Major Swap Participants; Correction

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 41 items in 5 pages
03/09/202085 FR 952William Shields& Judith RicciardiBGC Partners Tradition America Holdings Inc.
03/09/202085 FR 952JosephCisewskiBetter Markets, Inc.
03/09/202085 FR 952JosephCisewskiBetter Markets, Inc.
03/10/202085 FR 952MarcusStanleyAFR Education Fund
03/11/202085 FR 952RobertRutkowski 
05/11/202085 FR 952Ex ParteCommunicationSIFMA
05/27/202085 FR 952Ex ParteCommunication

SIFMA

IIB

Bank of America

Morgan Stanley

Deutsche Bank
06/05/202085 FR 952Ex ParteCommunication

Institute of International Bankers (IIB)

Securities Industry and Financial Markets Association (SIFMA)
06/09/202085 FR 952Ex ParteCommunicationThe Securities Industry and Financial Markets Association (SIFMA)
06/10/202085 FR 952Ex ParteCommunicationNomura