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Comments for Proposed Rule 76 FR 1214

Proposed Rule  76 FR 1214  //  Open PDF Version PDF Version

17 CFR Part 37 Core Principles and Other Requirements for Swap Execution Facilities

 

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Open Date: 1/7/2011
Closing Date: 3/8/2011
Extended Date: 6/3/2011
See also:
76 FR 25274 ,  5/4/2011  //  Open PDF Version PDF Version

17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act

78 FR 33476 ,  6/4/2013  //  Open PDF Version PDF Version

17 CFR Part 37 Core Principles and Other Requirements for Swap Execution Facilities

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 241 items in 25 pages
05/09/201276 FR 1214Ex ParteCommunicationTradeweb
05/14/201276 FR 1214Ex ParteCommunication 
05/18/201276 FR 1214PaulHamillUSB Securities LLC
05/18/201276 FR 1214PaulHamillUBS Securities LLC
05/30/201276 FR 1214Ex ParteCommunicationOffice of Rep. Maloney, BGC, ICAP, Tullet Prebon, GFI, Tradition, Patton Boggs
06/01/201276 FR 1214Ex ParteCommunicationEaton Vance
06/08/201276 FR 1214UnknownUnknownNatural Gas Supply Association (NGSA)
06/13/201276 FR 1214JasSinghThomson Reuters
07/18/201276 FR 1214Ex ParteCommunicationINFX, Latham & Watkins LLP
07/19/201276 FR 1214Ex ParteCommunicationFXall, Latham & Watkins LLP