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Comments for Proposed Rule 89 FR 4706

Proposed Rule  89 FR 4706  //  Open PDF Version PDF Version

17 CFR Parts 1 and 23 Operational Resilience Framework for Futures Commission Merchants, Swap Dealers, and Major Swap Participants

Open Date: 12/18/2023
Closing Date: 3/2/2024
Extended Date: 4/1/2024
See also:
89 FR 14007 ,  2/26/2024  //  Open PDF Version PDF Version

17 CFR Parts 1 and 23 Operational Resilience Framework for Futures Commission Merchants, Swap Dealers, and Major Swap Participants

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04/01/202489 FR 4706AllisonParentGFMA
04/01/202489 FR 4706UrsulaPfeilPNC Bank, National Association
04/01/202489 FR 4706TabithaEdgensBank Policy Institute
04/01/202489 FR 4706JenniferMinnisBP Energy Company
04/01/202489 FR 4706CantrellDumasBetter Markets
04/01/202489 FR 4706MiaRealInternational Swaps and Derivatives Association (ISDA)
04/01/202489 FR 4706AllisonLurtonFutures Industry Association (FIA)
06/14/202489 FR 4706Ex ParteCommunication

 Securities Industry and Financial Markets Association (SIFMA)

Global Financial Markets Association (GFMA)

Institute of International Bankers (IIB)

 Futures Industry Association (FIA)

Debevoise & Plimpton LLP (Debevoise & Plimpton)

Bank of America NA (Bank of America)

JP Morgan Chase Bank NA (JP Morgan)

Bank of Nova Scotia (Scotia)

State Street Bank and Trust Company (State Street)
07/17/202489 FR 4706Ex ParteCommunication

Securities Industry and Financial Markets Association (SIFMA)

Global Financial Markets Association (GFMA)

Institute of International Bankers (IIB) 

Futures Industry Association (FIA)

Debevoise & Plimpton LLP (Debevoise & Plimpton)
07/29/202489 FR 4706Ex ParteCommunication

Securities Industry and Financial Markets Association (SIFMA)

Sullivan & Cromwell LLP