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Comments for Proposed Rule 75 FR 80638

Proposed Rule  75 FR 80638  //  Open PDF Version PDF Version

17 CFR Parts 23 and 155 Business Conduct Standards for Swap Dealers and Major Swap Participants With Counterparties

Open Date: 12/22/2010
Closing Date: 2/22/2011
Extended Date: 6/3/2011
See also:
76 FR 25274 ,  5/4/2011  //  Open PDF Version PDF Version

17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act

77 FR 9734 ,  2/17/2012  //  Open PDF Version PDF Version

17 CFR Parts 4 and 23 Business Conduct Standards for Swap Dealers and Major Swap Participants With Counterparties

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 201 items in 21 pages
06/10/201175 FR 80638EdwardRosenFutures Industry Association Institute of International Bankers International Swaps and Derivatives Association Investment Company Institute Securities Industry and Financial Markets Association U.S. Chamber of Commerce
06/13/201176 FR 25274TimothySelbyCommittee on Futures and Derivatives Regulation; Bar Association of the City of New York
06/13/201176 FR 25274HalScottCommittee on Capital Markets Regulation
06/14/201175 FR 80638Ex ParteCommunicationMizuho Securities USA, Inc. (MSUSA)
Sherman & Sterling LLP (Sherman & Sterling)
Sapient Global Markets (Sapient)
06/15/201176 FR 25274Ex ParteCommunicationWMBAA, BGC, GFI, ICAP, Tradition, Tullett Prebon, Patton Boggs
06/15/201176 FR 25274ErnestEdselACM Capital Management
06/21/201175 FR 80638Ex ParteCommunicationSkadden Arps
06/21/201175 FR 80638Ex ParteCommunicationMissouri State Employees Retirement System (MOSERS)
Public Employees’ Retirement Association of Colorado (COPERA)
State of Wisconsin Investment Board (SWIB)
Virginia Retirement Systems (VRS)
California Public Employees' Retirement System (CalPERS)
Teachers Retirement System of Texas (TRST)
Delta Strategy Group (DSG)
Lussier, Gregor, Vienna & Associates
06/21/201175 FR 80638Ex ParteCommunicationCalPERS
06/21/201175 FR 80638Ex ParteCommunicationMOSERS
COPERA
SWIB
VRS
CalPERS
TRST