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Comments for Proposed Rule 76 FR 32880

Proposed Rule  76 FR 32880  //  Open PDF Version PDF Version

Commodity Futures Trading Commission 17 CFR Part 1 Securities and Exchange Commission 17 CFR Part 240 Further Definition of ``Swap,'' ``Security-Based Swap,'' and ``Security-Based Swap Agreement''; Mixed Swaps; Security-Based Swap Agreement Recordkeeping

Open Date: 6/7/2011
Closing Date: 7/22/2011
See also:
76 FR 29818 ,  5/23/2011  //  Open PDF Version PDF Version

Commodity Futures Trading Commission 17 CFR Part 1 Securities and Exchange Commission 17 CFR Part 240 Further Definition of ``Swap,'' ``Security-Based Swap,'' and ``Security-Based Swap Agreement''; Mixed Swaps; Security-Based Swap
Agreement Recordkeeping

77 FR 48207 ,  8/13/2012  //  Open PDF Version PDF Version

Commodity Futures Trading Commission 17 CFR Part 1 Securities and Exchange Commission 17 CFR Parts 230, 240 and 241 Further Definition of ``Swap,'' ``Security-Based Swap,'' and ``Security-Based Swap Agreement''; Mixed Swaps; Security-Based Swap Agreement Recordkeeping

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 143 items in 15 pages
04/03/201276 FR 32880Ex ParteCommunicationAmerican Gas Association
04/04/201276 FR 29818AndreVilleneuveInternational Regulatory Strategy Group (IRSG)
04/05/201276 FR 29818Ex ParteCommunicationSIFMA Global FX Division (SIFMA Global FX)
04/09/201276 FR 29818Ex ParteCommunicationLoan Syndications Trading Association (LSTA)


Richards Kibbe & Orbe (RKO)
04/18/201276 FR 29818PhoebePapageorgiouAmerican Bankers Association (ABA) and GFMA Global FX Division
04/18/201276 FR 29818PhoebePapageorgiouAmerican Bankers Associationi (ABA), GFMA Global FX Division and Global Financial Markets Association (GFMA)
04/30/201276 FR 29818Ex ParteCommunicationAmerican Bankers Association (ABA)


Global Financial Markets Association (GFMA)


Morgan Lewis & Bockius (Morgan Lewis)


JP Morgan (JPM)


Bank of New York Mellon (BONY-Mellon)


Pershing Capital (Pershing)
05/14/201276 FR 29818RobertPickelInternational Swaps and Derivatives Association, Inc. (ISDA) and Securities Industry and Financial Markets Association (SIFMA)
05/15/201276 FR 29818DianneFeinsteinUnited States Senate
05/15/201276 FR 29818DianneFeinsteinUnited States Senate