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Comments for Proposed Rule 78 FR 68946

Proposed Rule  78 FR 68946  //  Open PDF Version PDF Version

17 CFR Part 150 Aggregation of Positions

Open Date: 11/15/2013
Closing Date: 1/14/2014
Extended Date: 2/10/2014
See also:
79 FR 2394 ,  1/14/2014  //  Open PDF Version PDF Version

17 CFR Part 150 Aggregation of Positions

79 FR 3547 ,  1/22/2014  //  Open PDF Version PDF Version

17 CFR Part 150 Aggregation of Positions;  Correction

79 FR 30762 ,  5/29/2014  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

79 FR 37973 ,  7/3/2014  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

79 FR 71973 ,  12/9/2014  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

80 FR 200 ,  1/5/2015  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

80 FR 10022 ,  2/25/2015  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

80 FR 15699 ,  2/25/2015  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions; Correction

80 FR 58365 ,  9/29/2015  //  Open PDF Version PDF Version

17 CFR Part 150 Aggregation of Positions

81 FR 91454 ,  12/16/2016  //  Open PDF Version PDF Version

17 CFR Part 150 Aggregation of Positions

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 473 items in 48 pages
10/23/201479 FR 37973Ex ParteCommunicationCargill
10/23/201478 FR 68946Ex ParteCommunicationCargill
10/24/201479 FR 37973SteveJudgePrivate Equity Growth Capital Council (PEGCC)
10/28/201478 FR 68946Ex ParteCommunicationCME
11/13/201478 FR 68946Ex ParteCommunicationASR Group


Bracewell & Gulianni
11/17/201478 FR 68946Ex ParteCommunicationMembers of SIFMA's General Counsel Committee
12/02/201478 FR 68946Ex ParteCommunicationPublic Citizen
12/06/201479 FR 71973RickBowser 
12/06/201479 FR 71973MarieEnglehart 
12/22/201479 FR 71973GregWhalleyCopperwood Asset Management LP