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Comments for Proposed Rule 76 FR 32880

Proposed Rule  76 FR 32880  //  Open PDF Version PDF Version

Commodity Futures Trading Commission 17 CFR Part 1 Securities and Exchange Commission 17 CFR Part 240 Further Definition of ``Swap,'' ``Security-Based Swap,'' and ``Security-Based Swap Agreement''; Mixed Swaps; Security-Based Swap Agreement Recordkeeping

Open Date: 6/7/2011
Closing Date: 7/22/2011
See also:
76 FR 29818 ,  5/23/2011  //  Open PDF Version PDF Version

Commodity Futures Trading Commission 17 CFR Part 1 Securities and Exchange Commission 17 CFR Part 240 Further Definition of ``Swap,'' ``Security-Based Swap,'' and ``Security-Based Swap Agreement''; Mixed Swaps; Security-Based Swap
Agreement Recordkeeping

77 FR 48207 ,  8/13/2012  //  Open PDF Version PDF Version

Commodity Futures Trading Commission 17 CFR Part 1 Securities and Exchange Commission 17 CFR Parts 230, 240 and 241 Further Definition of ``Swap,'' ``Security-Based Swap,'' and ``Security-Based Swap Agreement''; Mixed Swaps; Security-Based Swap Agreement Recordkeeping

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 143 items in 15 pages
12/01/201176 FR 29818BruceSternAssociation of Financial Guaranty Insurers (AFGI)
12/01/201176 FR 29818Ex ParteCommunicationMayer Brown


Deutsche Bank


Morgan Stanley


ISDA
12/16/201176 FR 29818De'AnaDowOgilvy Government Relations on behalf of Evolution Markets
01/06/201276 FR 29818LisaJacobsonBusiness Council for Sustainable Energy (BCSE)
01/11/201276 FR 29818Ex ParteCommunicationSkadden Arps (Skadden)


Travelers Insurance (Travelers)
01/13/201276 FR 29818JeffreyMerkleyU.S. Senate
01/17/201276 FR 29818Ex ParteCommunicationGoldman Sachs
01/17/201276 FR 29818Ex ParteCommunicationMorgan, Lewis & Bockius


Securities Industry and Financial Markets Association (SIFMA)


Winton Capital


Managed Funds Association


Campbell & Company


Morgan Stanley


Tudor Investment Corporation
01/18/201276 FR 29818Ex ParteCommunicationBloomberg LP


Williams & Jensen
01/23/201276 FR 29818Ex ParteCommunicationNational Association of Insurance Commissioners (NAIC)