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Comments for Proposed Rule 75 FR 80174

Proposed Rule  75 FR 80174  //  Open PDF Version PDF Version

17 CFR Part 1 Securities and Exchange Commission 17 CFR Part 240 Further Definition of ``Swap Dealer,'' ``Security-Based Swap Dealer,'' ``Major Swap Participant,'' ``Major Security-Based Swap Participant'' and ``Eligible Contract Participant''

Open Date: 12/21/2010
Closing Date: 2/22/2011
Extended Date: 6/3/2011
See also:
76 FR 25274 ,  5/4/2011  //  Open PDF Version PDF Version

17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act

77 FR 30596 ,  5/23/2012  //  Open PDF Version PDF Version

Commodity Futures Trading Commission 17 CFR Part 1; Securities and Exchange Commission 17 CFR Part 240 Further Definition of ``Swap Dealer,'' ``Security-Based Swap Dealer,'' ``Major Swap Participant,'' ``Major Security-Based Swap Participant'' and ``Eligible Contract Participant''

77 FR 39626 ,  7/5/2012  //  Open PDF Version PDF Version

 17 CFR Part 1 Further Definition of ``Swap Dealer,'' ``Security-Based Swap Dealer,'' ``Major Swap Participant,'' ``Major Security-Based Swap Participant'' and ``Eligible Contract Participant''; Correction

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 1095 items in 110 pages
02/09/201276 FR 25274Ex ParteCommunicationGoldman Sachs, Credit Suisse Securities (USA) LLC, J.P. Morgan Securities, Futures Industry Association (FIA), Securities Industry and Financial Markets Association (SIFMA), Pershing, Morgan Stanley & Co., Wilmer Hale, NewEdge, Macquarie Group
02/13/201275 FR 80174Ex ParteCommunicationAmerican Bankers Association ("ABA")
02/14/201275 FR 80174DianaPrestonAmerican Bankers Association (ABA)
02/16/201275 FR 80174Ex ParteCommunicationMorgan, Lewis & Bockius LLP


Managed Funds Associates


Global FX Division
02/16/201275 FR 80174Ex ParteCommunicationGoldman Sachs
02/17/201275 FR 80174PeterMalyshevLatham & Watkins LLP
02/17/201275 FR 80174RobertBoone, IIIFarm Credit Council
02/17/201275 FR 80174UnknownUnknownNational Corn Growers Association (“NCGA”) and Natural Gas Supply Association (“NGSA”)
02/29/201275 FR 80174JimCostaCongress of United States
02/29/201275 FR 80174Ex ParteCommunicationThe Business Council for Sustainable Energy (BCES)
Sempra Energy
Solar City
American Wind Energy Association (AWEA)
Pacific Gas & Electric (PGE)
Calpine
Sacramento Municipal Utilities District (SMUD)