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Comments for Proposed Rule 75 FR 80174

Proposed Rule  75 FR 80174  //  Open PDF Version PDF Version

17 CFR Part 1 Securities and Exchange Commission 17 CFR Part 240 Further Definition of ``Swap Dealer,'' ``Security-Based Swap Dealer,'' ``Major Swap Participant,'' ``Major Security-Based Swap Participant'' and ``Eligible Contract Participant''

Open Date: 12/21/2010
Closing Date: 2/22/2011
Extended Date: 6/3/2011
See also:
76 FR 25274 ,  5/4/2011  //  Open PDF Version PDF Version

17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act

77 FR 30596 ,  5/23/2012  //  Open PDF Version PDF Version

Commodity Futures Trading Commission 17 CFR Part 1; Securities and Exchange Commission 17 CFR Part 240 Further Definition of ``Swap Dealer,'' ``Security-Based Swap Dealer,'' ``Major Swap Participant,'' ``Major Security-Based Swap Participant'' and ``Eligible Contract Participant''

77 FR 39626 ,  7/5/2012  //  Open PDF Version PDF Version

 17 CFR Part 1 Further Definition of ``Swap Dealer,'' ``Security-Based Swap Dealer,'' ``Major Swap Participant,'' ``Major Security-Based Swap Participant'' and ``Eligible Contract Participant''; Correction

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 1095 items in 110 pages
01/13/201275 FR 80174StacyKymesBOKF, N.A.
01/17/201275 FR 80174Ex ParteCommunicationGoldman Sachs
01/17/201275 FR 80174Ex ParteCommunicationMorgan, Lewis & Bockius


Securities Industry and Financial Markets Association (SIFMA)


Winton Capital


Managed Funds Association


Campbell & Company


Morgan Stanley


Tudor Investment Corporation
01/18/201275 FR 80174DeAnaDowOgilvy Government Relations
01/19/201275 FR 80174JamesKempGlobal Foreign Exchange Division (GFXD) and Managed Funds Association (MFA)
01/30/201275 FR 80174Ex ParteCommunicationNAIC and SEC
02/01/201275 FR 80174Ex ParteCommunicationNational Rural Electric Cooperative Association (NRECA)


American Public Power Association (APPA)
02/01/201275 FR 80174Ex ParteCommunicationNational Corn Growers Association


Natural Gas Supply Association
02/02/201275 FR 80174Ex ParteCommunicationCovington & Burling LLP
American Gas Association
02/07/201275 FR 80174SamHenryInternational Power GDF Suez