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Comments for Proposed Rule 75 FR 80572

Proposed Rule  75 FR 80572  //  Open PDF Version PDF Version

17 CFR Parts 1, 16, and 38 Core Principles and Other Requirements for Designated Contract Markets

Note:

The off-market volume data referenced by the Commission in the Federal Register release for the notice of proposed rulemaking for “Core Principles and Other Requirements for Designated Contract Markets,” 75 Fed. Reg. 80572, 80588-89 (Dec. 22, 2010), pertaining to proposed regulation 38.502(a) (“Minimum Centralized Market Trading Percentage Requirement”) is now available via the link below.  As provided in the Federal Register release extending the comment period for the proposed rulemaking, 76 Fed. Reg 14825 (Mar. 18, 2011), the Commission will accept and consider comments pertaining to this data through April 18, 2011. Please submit comments via any one of the methods provided in the notice of extension.  Download the “off-market volume data spreadsheet” here

Open Date: 12/22/2010
Closing Date: 2/22/2011
Extended Date: 6/3/2011
See also:
76 FR 14825 ,  3/18/2011  //  Open PDF Version PDF Version

17 CFR Parts 1, 16, and 38 Core Principles and Other Requirements for Designated Contact Markets

76 FR 25274 ,  5/4/2011  //  Open PDF Version PDF Version

17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act

77 FR 36611 ,  6/19/2012  //  Open PDF Version PDF Version

17 CFR Parts 1, 16, and 38 Core Principles and Other Requirements for Designated Contract Markets

77 FR 37803 ,  6/25/2012  //  Open PDF Version PDF Version

17 CFR Part 38 Customer Clearing Documentation, Timing of Acceptance for Clearing, and Clearing Member Risk Management; Core Principles and Other Requirements for Designated Contract Markets; Correction

78 FR 32988 ,  6/3/2013  //  Open PDF Version PDF Version

17 CFR Part 38 Core Principles and Other Requirements for Designated Contract Markets; Correction

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 102 items in 11 pages
08/09/201175 FR 80572CFTC Technology Advisory CommitteeReportThe Pre-Trade Functionality Subcommittee of the CFTC Technology Advisory Committee
08/10/201175 FR 80572Ex ParteCommunicationGreen Exchange LLC
08/16/201175 FR 80572ExParte 
08/26/201175 FR 80572Ex ParteCommunication 
09/02/201175 FR 80572Ex ParteCommunicationSkadden Arps


CME
10/13/201175 FR 80572Ex ParteCommunicationABN AMRO, Amalgamated Metal Trading, Bank of America Merrill Lynch, BP Oil International, Citigroup, CME Group, Credit Suisse Securities, Deutsche Bank, Elliott Advisors, FOA, Goldman Sachs, ICE Futures, IG Group, JP Morgan, London Stock Exchange, Marex Financial, Monument Securities, Morgan Stanley, Natixis Commodity Markets, NYSE LIFFE, RWE Supply Trading, UBS
02/09/201276 FR 25274Ex ParteCommunicationGoldman Sachs, Credit Suisse Securities (USA) LLC, J.P. Morgan Securities, Futures Industry Association (FIA), Securities Industry and Financial Markets Association (SIFMA), Pershing, Morgan Stanley & Co., Wilmer Hale, NewEdge, Macquarie Group
03/05/201275 FR 80572Ex ParteCommunicationCME, Pension funds
05/07/201275 FR 80572Ex ParteCommunicationICAP
05/08/201275 FR 80572PatrickMcCartyICAP