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Comments for Proposed Rule 78 FR 909

Proposed Rule  78 FR 909  //  Open PDF Version PDF Version

17 CFR Chapter I Further Proposed Guidance Regarding Compliance With Certain Swap Regulations

Open Date: 1/7/2013
Closing Date: 2/6/2013
See also:
78 FR 43785 ,  7/22/2013  //  Open PDF Version PDF Version

17 CFR Chapter I Exemptive Order Regarding Compliance With Certain Swap Regulations

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 81 items in 9 pages
01/08/201378 FR 909DavidMuan international law firm
01/11/201378 FR 909Ex ParteCommunicationAlternative Investment Management Association (AIMA)


Crossroad Strategies
01/11/201378 FR 909Ex ParteCommunicationMizuho US


Sumitomo Mitsui Banking Corporation (SMBC)
01/23/201378 FR 909Ex ParteCommunicationMorrison & Foerster LLP
01/25/201378 FR 909Ex ParteCommunicationAlternative Invement Management Association (AIMA)


Managed Funds Association (MFA)


Delta Strategies
01/30/201378 FR 909Ex ParteCommunicationRabobank
02/01/201378 FR 909MasaakiTanakaMitsubishi UFJ Financial Group, Inc.
02/05/201378 FR 909WalterHawkins, Jr.Peabody Energy Corporation
02/05/201378 FR 909WalterHawkins, Jr.Peabody Energy Corporation
02/06/201378 FR 909JiříKrόlThe Alternative Investment Management Association (AIMA)