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Ex Parte Meeting for Proposed Rule 76 FR 1214

  • Title:
    Meeting with SIFMA

    Ex Parte No: 757
    Date: 3/1/2013

    Meeting Date:

    Friday, March 1, 2013

    CFTC Staff:

    Gary Gensler, Megan Wallace, David Van Wagner


    PIMCO, SIFMA, Goldman Sachs, Vanguard

    External Attendees:

    Bill DeLeon (PIMCO), Bradley Edgell (SIFMA), Tracy Jordal (PIMCO), Arthur Leiz (Goldman), Matt Nevins (SIFMA AMG), Randy Snook (SIFMA), William Thum (Vanguard), Wendy Yun (Goldman)

    Additional Information:

    Participants discussed SEF registration and minimum trading functionalities