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Ex Parte Meeting for Proposed Rule 77 FR 8332

  • Title:
    Meeting with Association of Institutional Investors

    Ex Parte No: 737
    Date: 9/20/2012

    Meeting Date:

    Thursday, September 20, 2012

    CFTC Staff:

    Dan Berkovitz,


    Steven Seitz


    Amanda O'Lear


    Alex Khachaturian

    Organization(s):

    SSgA, Natixis, BNY Mellon, Fidelity Investments, Patton Boggs

    External Attendees:

    Chad Tyson (SSgA)


    Jeff Plunkett (Natixis Global AM)


    Victor Siclari (BNY Mellon)


    Carolyn Walsh (Patton Boggs)


    Jim Febeo (Fidelity Investments)


    Lindsey Weber (Patton Boggs)

    Additional Information:

    Discussion of various issues related to CFTC's proposed Volcker Rule.  Discussion of how commodity pools should be treated under the Volcker Rule.  Discussion of various alternatives and approaches to the proposed Volcker Rule.

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