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Comments for Proposed Rule 77 FR 8332

Proposed Rule  77 FR 8332  //  Open PDF Version PDF Version

17 CFR Part 75 Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Covered Funds

Open Date: 2/14/2012
Closing Date: 4/16/2012
See also:
79 FR 5808 ,  1/31/2014  //  Open PDF Version PDF Version

17 CFR Part 75 Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships with, Hedge Funds and Private Equity Funds

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 399 items in 40 pages
01/17/201277 FR 8332TomQuaadmanCenter for Capital Markets Competitiveness (CCMC)
02/09/201277 FR 8332JulianaO'ReillyAmerican Express Company
02/10/201277 FR 8332DouglasShelineM&T Bank Corporation
02/13/201277 FR 8332LauraSchisgallSociété Générale (SC)
02/13/201277 FR 8332RandolphSnookSecurities Industry and Financial Markets Association; American Bankers Association; Financial Services Roundtable and The Clearing House Association
02/13/201277 FR 8332ColmKelleherMorgan Stanley
02/13/201277 FR 8332RandolphSnookSecurities Industry and Financial Markets Association; American Bankers Association; Financial Services Roundtable and The Clearing House Association
02/13/201277 FR 8332CraigDonohueCME Group Inc.
02/13/201277 FR 8332DanielMcCardellThe Clearing House Association L.L.C.
02/13/201277 FR 8332TimothyCameronSecurities Industry and Financial Markets Association Asset Management Group