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Ex Parte Meeting for Proposed Rule 75 FR 63732

  • Title:
    Meeting with FXAlliance, ICE, Tradeweb, Latham & Watkins, and Rich Feuer Anderson

    Ex Parte No: 687
    Date: 7/19/2012

    Meeting Date:

    Thursday, July 19, 2012

    CFTC Staff:

    Benjamin DeMaria


    Nancy Doyle


    Mathew Hargrow


    Peter Kals


    Stephanie Lau


    Leo Menash (intern)


    Andrea Musalem


    Nhan Nguyen


    Hannah Ropp


    Sayee Srinivasan


    Kate Treiber (intern)

    Organization(s):

    "SEF Coalition," namely:


    FX Alliance


    ICE


    Tradeweb


    Latham & Watkins


    Rich Feuer Anderson

    External Attendees:

    Alex Albert (ICE)


    Jodi Burns (FX Alliance)


    Jon Ammons (Latham & Watkins)


    Mitchell Feuer (Rich Feuer Anderson)


    Douglas Friedman (Tradeweb)


    Peter Malyshev (Latham & Watkins)


    Phil Weisberg (FX Alliance)

    Additional Information:

    Discussion about proposed Regulation 37.19 (Conflicts of interest rules pertaining to SEFs) and Proposed Regulation 1.3(ccc) (Definition of public director).  Including discussion concerning proposals in a April 27, 2012 SEF Coalition letter on impact of proposed rule on SEFs.

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