Comments for Proposed Rule 75 FR 63732
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Proposed Rule
75 FR 63732
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PDF Version
17 CFR Parts 1, 37, 38, 39, and 40 Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap Execution Facilities Regarding the Mitigation of Conflicts of Interest
Open Date:
10/18/2010
Closing Date:
11/17/2010
Extended Date:
6/3/2011
See also:
76 FR 722
,
1/6/2011
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PDF Version
17 CFR Parts 1, 37, 38, 39, and 40 Governance Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap Execution Facilities; Additional Requirements Regarding the Mitigation of Conflicts of Interest
76 FR 25274
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5/4/2011
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PDF Version
17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act
Basic SearchAdvanced Search
| 10/23/2012 | 76 FR 722 | Unknown | Unknown | Commodity Markets Council, FX Alliance Inc., ICAP plc, IMedge, LLC, IntercontinentalExchange, Inc., Javelin Capital Markets LLC, Thomson Reuters and Tradeweb Markets LLC |
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| 10/11/2012 | 75 FR 63732 | Ex Parte | Communication | R. Bryan Woodard (State Street Corp.)
other representatives of State Street Corp.
Graham Harper (Delta Strategies) |
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| 09/17/2012 | 75 FR 63732 | R. | Woodard | State Street Bank and Trust Company |
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| 07/19/2012 | 75 FR 63732 | Ex Parte | Communication | "SEF Coalition," namely:
FX Alliance
ICE
Tradeweb
Latham & Watkins
Rich Feuer Anderson |
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| 06/08/2012 | 75 FR 63732 | Ex Parte | Communication | Katten Muchin Rosenman LLP |
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| 04/30/2012 | 76 FR 722 | Unknown | Unknown | Commodity Markets Council; FX Alliance Inc.; ICAP plc; IMedge, LLC; IntercontinentalExchange, Inc.; Javelin Capital Markets, LLC; Nodal Exchange, LLC; Thomson Reuters and Tradeweb Markets LLC |
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| 04/10/2012 | 75 FR 63732 | Ex Parte | Communication | Tradeweb
Ogilvy |
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| 04/04/2012 | 75 FR 63732 | Ex Parte | Communication | Katten Muchin Rosenman LLP |
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| 02/09/2012 | 76 FR 25274 | Ex Parte | Communication | Goldman Sachs, Credit Suisse Securities (USA) LLC, J.P. Morgan Securities, Futures Industry Association (FIA), Securities Industry and Financial Markets Association (SIFMA), Pershing, Morgan Stanley & Co., Wilmer Hale, NewEdge, Macquarie Group |
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| 01/23/2012 | 76 FR 722 | Patrick | McCarty | ICAP Americas |
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