Ex Parte Meeting for Proposed Rule 76 FR 29818
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Title:
Meeting with ABA, GFMA, SEC and banking regulators
Ex Parte No:
633
Date:
4/30/2012
Meeting Date:
Monday, April 30, 2012
CFTC Staff:
David Aron
Chris Cummings
Julian Hammar
Peter Sanchez
Organization(s):
American Bankers Association (ABA)
Global Financial Markets Association (GFMA)
Morgan Lewis & Bockius (Morgan Lewis)
JP Morgan (JPM)
Bank of New York Mellon (BONY-Mellon)
Pershing Capital (Pershing)
External Attendees:
Phoebe Papgeorgiou, ABA
Georgia Bullitt, Morgan Lewis
Mandy Lam, GFMA
Lisa Shemi, JPM
Harry Engelman, JPM
Evan Jay, JPM
Gary Sims, BONY-Mellon
Roy Kelly, Pershing
Scott Holz (Federal Reserve Board)
Stephanie Boccio (OCC)
Roman Goldstein (OCC)
Ted Dowd (OCC)
Bonnie Gauch (SEC)
Jeanne Rutkowski (SEC)
Leila Bham (SEC)
Bobby Bean (FDIC)
John Feid (FDIC)
John Jackwood (FDIC)
Tom Hearn (FDIC)
Julie Paris (FDIC)
Susan VanDenToom (FDIC)
Additional Information:
Participants discussed the retail FX provisions of the CEA, as well as the CEA definition of FX Forward, as they relate to certain FX transactions related to foreign securities purchases.
