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Ex Parte Meeting for Proposed Rule 76 FR 58186

  • Title:
    Meeting with Managed Funds Association

    Ex Parte No: 535
    Date: 2/28/2012

    Meeting Date:

    Tuesday, February 28, 2012

    CFTC Staff:

    Sarah Josephson


    Brian O'Keefe


    Peter Kals

    Organization(s):

    Managed Funds Association (MFA)


    Citadel L.L.C.


    Delta Strategy Group


    Paulson & Co. Inc.


    King Street Capital Management L.P.


    HBK Investments L.P.

    External Attendees:

    Stephen Berger (Citadel L.L.C.)


    Adam Cooper (Citadel L.L.C.)


    Graham Harper (Delta Strategy Group)


    Renata Holt (Paulson & Co. Inc.)


    David Hong (King Street Capital Management L.P.)


    Scott Parsons (Delta Strategy Group)


    Robert Pribble (King Street Capital Management L.P.)


    Kim Rozman (HBK Investments L.P.)


    Stuart Kaswell (MFA)


    Carlotta Kim (MFA)


    Laura Harper (MFA)

    Additional Information:

    Discussion of Implementation NPRM (Clearing and Trade Execution Requirements) re phasing in of Clearing Requirement, in particular the definition of "Active Fund"

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