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Comments for Proposed Rule 76 FR 58186

Proposed Rule  76 FR 58186  //  Open PDF Version PDF Version

17 CFR Parts 37, 38, and 39 Swap Transaction Compliance and Implementation Schedule: Clearing and Trade Execution Requirements under Section 2(h) of the CEA

Open Date: 9/20/2011
Closing Date: 11/4/2011
See also:
77 FR 44441 ,  7/30/2012  //  Open PDF Version PDF Version

17 CFR Part 50 Swap Transaction Compliance and Implementation Schedule: Clearing Requirement Under Section 2(h) of the CEA

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 47 items in 5 pages
04/20/201276 FR 58186Ex ParteCommunicationEEI
04/19/201276 FR 58186Ex ParteCommunicationCOPE
03/29/201276 FR 58186Ex ParteCommunicationMarkitServ


Citadel


UBS
03/20/201276 FR 58186Ex ParteCommunicationICAP


Citadel
02/29/201276 FR 58186Ex ParteCommunicationDelta Strategy Group
Javelin


Alliance Bernstein


BNY Mellon


Brevan Howard


Citadel


Coherence Capital


CRT Capital Group LLC


Eris Exchange


GETCO


ING


Jefferies


RBC Capital Markets


Societe Generale Corporation & Investment Banking


Wells Fargo


DRW Holdings


Arbor Research


Benchmark Plus


DE Shaw


Imperial
RJO


Scotia Capital


Seaport  


Susquehanna Intl Group (SIG)


Toronto Dominion


Tricadia


US Bank
02/28/201276 FR 58186Ex ParteCommunicationManaged Funds Association (MFA)


Citadel L.L.C.


Delta Strategy Group


Paulson & Co. Inc.


King Street Capital Management L.P.


HBK Investments L.P.
02/28/201276 FR 58186Ex ParteCommunicationCitadel LLC


Paulson & Co. Inc.


King Street Capital Management, L.P.


HBK Investments LP


Managed Funds Association
11/04/201176 FR 58186JohnGidmanThe Association of Institutional INVESTORS
11/04/201176 FR 58186MichaelBoppCoalition for Derivatives End-Users
11/04/201176 FR 58186KyleBrandonFutures Industry Association International Swaps and Derivatives Association Securities Industry and Financial Markets Association