Meeting Date:
Wednesday, September 16, 2020
CFTC Staff:
Joshua Sterling, DSIO Director
Organization(s):
Securities Industry and Financial Markets Association, Asset Management Group
External Attendees:
Jason Silverstein, Managing Director and Associate General Counsel
Additional Information:
Brief telephone discussion of upcoming two Final Rules amending (a) 17 CFR 3.10, which provides exemption from registration for foreign intermediaries acting on behalf of foreign located investors under certain circumstances, and (b) 17 CFR 4.27 and Form CPO-PQR, which is a required periodic form on which registered CPOs report the commodity interest trading activities of their operated pools.
