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Ex Parte Meeting for Proposed Rule 84 FR 69664

  • Title:
    NFA SD Capital Rule

    Ex Parte No: 1541
    Date: 6/1/2020

    Meeting Date:

    Monday, June 1, 2020

    CFTC Staff:

    Tom Smith

    Josh Beale

    Organization(s):

    National Futures Association

    External Attendees:

    Carol Wooding

    Mike Otten

    Lauren Binati

    Alessandra Riccardi

    Additional Information:

    Discussed model approval process for SD capital rule.  

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