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Ex Parte Meeting for Proposed Rule 83 FR 27444

  • Title:
    In Person Meeting

    Ex Parte No: 1262
    Date: 7/13/2018

    Meeting Date:

    Friday, July 13, 2018

    CFTC Staff:

    Chairman Giancarlo, Maggie Sklar, Michael Gill, and Matthew Daigler

    Organization(s):

    Delta Strategy Group, DRW, Jump Trading, Optiver US LLC

    External Attendees:

    Scott Parsons, Graham Harper, Rob Armour, Daniel Reicher, Sebastiaan Koeling

    Additional Information:

    On July 13, 2018, Chairman Giancarlo and his staff had an in-person meeting with representatives from Delta Strategy Group, DRW, Jump Trading, and Optiver US LLC. The meeting focused on the proposed rules set forth in the notice of proposed rulemaking for the de minimis exception to the swap dealer definition, including the discussion regarding swaps that are cleared and/or exchange-traded.

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