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Comments for Proposed Rule 83 FR 27444

Proposed Rule  83 FR 27444  //  Open PDF Version PDF Version

17 CFR Part 1 De Minimis Exception to the Swap Dealer Definition

Open Date: 6/12/2018
Closing Date: 8/13/2018
See also:
83 FR 56666 ,  11/13/2018  //  Open PDF Version PDF Version

17 CFR Part 1 De Minimis Exception to the Swap Dealer Definition

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 54 items in 6 pages
07/05/201883 FR 27444United StatesSenatorsSenators Dianne Feinstein, Kamala D. Harris, Maria Cantwell, Patty Murray, Jeffrey A. Merkley, and Ron Wyden
07/13/201883 FR 27444Ex ParteCommunicationDelta Strategy Group, DRW, Jump Trading, Optiver US LLC
07/13/201883 FR 27444Ex ParteCommunicationDelta Strategy Group, DRW, Jump Trading, Optiver US LLC
07/13/201883 FR 27444Ex ParteCommunicationDelta Strategy Group, DRW, Jump Trading, Optiver US LLC
08/06/201883 FR 27444YuichiroInadaDaiwa Securities Co. Ltd.
08/07/201883 FR 27444CynthiaCrossWestern Union Business Solutions (USA), LLC; Custom House USA, LLC
08/08/201883 FR 27444IanHawes360T
08/09/201883 FR 27444JenniferRomanNorthern Trust
08/10/201883 FR 27444RaymondDoradoCitizens Financial Group
08/10/201883 FR 27444LisaShemieCboe SEF, LLC