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Ex Parte Meeting for Proposed Rule 83 FR 27444

  • Title:
    In Person Meeting

    Ex Parte No: 1261
    Date: 7/13/2018

    Meeting Date:

    Friday, July 13, 2018

    CFTC Staff:

    Brian Quintenz, Kevin Webb, Margo Bailey, Peter Kals


    Delta Strategy Group, DRW, Jump Trading, Optiver US LLC

    External Attendees:

    Scott Parsons, Graham Harper, Rob Armour, Daniel Reicher, Sebastiaan Koeling

    Additional Information:

    On July 13, 2018, Commissioner Quintenz and his staff had an in-person meeting with representatives from Delta Strategy Group, DRW, Jump Trading, and Optiver US LLC. The meeting lasted approximately 1 hour and focused on the proposed rules set forth in the notice of proposed rulemaking for the de minimis exception to the swap dealer definition, including the discussion regarding swaps that are cleared and/or exchange-traded.