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Deadline
Comment Description
1/6/2023
Public Information Collection
87 FR 67022
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PDF Version
Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0025, Practice by Former Members and Employees of the Commission
Open Date:
11/7/2022
Closing Date:
1/6/2023
1/16/2023
Public Information Collection
87 FR 69013
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PDF Version
Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0076: Requirements for Derivatives Clearing Organizations
Open Date:
11/17/2022
Closing Date:
1/16/2023
2/3/2023
Public Information Collection
88 FR 347
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PDF Version
Agency Information Collection Activities Under OMB Review
Open Date:
1/4/2023
Closing Date:
2/3/2023
2/13/2023
Orders and Other Announcements
87 FR 76374
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PDF Version
17 CFR Chapter I Notice of Proposed Order and Request for Comment on an Application for a Capital Comparability Determination Submitted on Behalf of Nonbank Swap Dealers Subject to Regulation by the Mexican Comision Nacional Bancaria y de Valores
Open Date:
12/13/2022
Closing Date:
2/13/2023
2/13/2023
Proposed Rule
87 FR 76698
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PDF Version
17 CFR Parts 39 and 140 Reporting and Information Requirements for Derivatives Clearing Organizations
Open Date:
12/15/2022
Closing Date:
2/13/2023
See also:
88 FR 53664
,
8/8/2023
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PDF Version
17 CFR Parts 39 and 140 Reporting and Information Requirements for Derivatives Clearing Organizations
2/20/2023
Orders and Other Announcements
88 FR 2894
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PDF Version
Global Markets Advisory Committee
Open Date:
1/18/2023
Closing Date:
2/20/2023
2/21/2023
Public Information Collection
88 FR 3721
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PDF Version
Agency Information Collection Activities Under OMB Review
Open Date:
1/20/2023
Closing Date:
2/21/2023
2/21/2023
Public Information Collection
88 FR 3722
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PDF Version
Agency Information Collection Activities Under OMB Review
Open Date:
1/20/2023
Closing Date:
2/21/2023
2/27/2023
Public Information Collection
87 FR 79286
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PDF Version
Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0107, Generic Clearance for the Collection of Qualitative Feedback on Agency Service Delivery
Open Date:
12/27/2022
Closing Date:
2/27/2023
3/2/2023
Public Information Collection
88 FR 6238
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PDF Version
Agency Information Collection Activities Under OMB Review
Open Date:
1/31/2023
Closing Date:
3/2/2023
3/3/2023
Orders and Other Announcements
88 FR XXXXX
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PDF Version
Energy and Environmental Markets Advisory Committee
Open Date:
2/22/2023
Closing Date:
3/3/2023
3/14/2023
Public Information Collection
88 FR 2345
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PDF Version
Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0101, Registration of Foreign Boards of Trade
Open Date:
1/13/2023
Closing Date:
3/14/2023
3/15/2023
Orders and Other Announcements
88 FR 10304
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PDF Version
Market Risk Advisory Committee
Open Date:
2/17/2023
Closing Date:
3/15/2023
3/20/2023
Public Information Collection
88 FR 3395
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PDF Version
Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0013: Position Limits
Open Date:
1/19/2023
Closing Date:
3/20/2023
3/21/2023
Public Information Collection
88 FR 3720
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PDF Version
Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0009: Large Trader Reports
Open Date:
1/20/2023
Closing Date:
3/21/2023
3/29/2023
Orders and Other Announcements
88 FR 13107
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PDF Version
Technology Advisory Committee
Open Date:
3/2/2023
Closing Date:
3/29/2023
4/3/2023
Public Information Collection
88 FR 13106
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PDF Version
Agency Information Collection Activities Under OMB Review
Open Date:
3/2/2023
Closing Date:
4/3/2023
4/12/2023
Orders and Other Announcements
88 FR 15378
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PDF Version
Agricultural Advisory Committee
Open Date:
3/13/2023
Closing Date:
4/12/2023
4/17/2023
Public Information Collection
88 FR 16415
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PDF Version
Agency Information Collection Activities Under OMB Review
Open Date:
3/17/2023
Closing Date:
4/17/2023
4/18/2023
Public Information Collection
88 FR 10303
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PDF Version
Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0116: Response to Notification of Termination of Exemptive Relief
Open Date:
2/17/2023
Closing Date:
4/18/2023
4/24/2023
Public Information Collection
88 FR 11410
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PDF Version
Agency Information Collection Activities: Notice of Intent To Extend Collection Number 3038-0049: Procedural Requirements for Requests for Interpretative, No-Action, and Exemptive Letters
Open Date:
2/23/2023
Closing Date:
4/24/2023
4/26/2023
Public Information Collection
88 FR 18127
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PDF Version
Agency Information Collection Activities Under OMB Review
Open Date:
3/27/2023
Closing Date:
4/26/2023
4/27/2023
Public Information Collection
88 FR 18301
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PDF Version
Agency Information Collection Activities Under OMB Review
Open Date:
3/28/2023
Closing Date:
4/27/2023
5/5/2023
Privacy Act Systems
88 FR 20141
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PDF Version
Privacy Act of 1974; System of Records
Office of the Inspector General Investigative Files--CFTC-32
Open Date:
4/5/2023
Closing Date:
5/5/2023
5/5/2023
Privacy Act Systems
88 FR 20144
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PDF Version
Privacy Act of 1974; System of Records
Office of the Inspector General Audit Files--CFTC-56
Open Date:
4/5/2023
Closing Date:
5/5/2023
5/5/2023
Privacy Act Systems
88 FR 20146
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PDF Version
Privacy Act of 1974; System of Records
Advisory Committees--CFTC 58
Open Date:
4/5/2023
Closing Date:
5/5/2023
5/25/2023
Public Information Collection
88 FR 24977
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PDF Version
Agency Information Collection Activities Under OMB Review
Open Date:
4/25/2023
Closing Date:
5/25/2023
5/30/2023
Public Information Collection
88 FR 26280
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PDF Version
Agency Information Collection Activities Under OMB Review
Open Date:
4/28/2023
Closing Date:
5/30/2023
6/5/2023
Public Information Collection
88 FR 29100
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PDF Version
Agency Information Collection Activities Under OMB Review
Open Date:
5/5/2023
Closing Date:
6/5/2023
6/13/2023
Public Information Collection
88 FR 23011
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PDF Version
Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0090: Adaptation of Regulations To Incorporate Swaps-Records of Transactions; Exclusion of Utility Operations Related Swaps With Utility Special Entities From De Minimis Threshold for Swaps With Special Entities
Open Date:
4/14/2023
Closing Date:
6/13/2023
6/26/2023
Public Information Collection
FR 88 34140
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PDF Version
Agency Information Collection Activities Under OMB Review
Open Date:
5/26/2023
Closing Date:
6/26/2023
6/27/2023
Public Information Collection
88 FR 26279
//
PDF Version
Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0072, Registration of Swap Dealers and Major Swap Participants
Open Date:
4/28/2023
Closing Date:
6/27/2023
6/30/2023
Proposed Rule
88 FR 22934
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PDF Version
17 CFR Part 39 Derivatives Clearing Organization Risk Management Regulations To Account for the Treatment of Separate Accounts by Futures Commission Merchants
Open Date:
4/14/2023
Closing Date:
6/13/2023
Extended Date:
6/30/2023
See also:
88 FR 39205
,
6/15/2023
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PDF Version
17 CFR Part 39 Derivatives Clearing Organization Risk Management Regulations To Account for the Treatment of Separate Accounts by Futures Commission Merchants
89 FR 15312
,
2/20/2024
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PDF Version
17 CFR Parts 1, 22, 30, and 39 Regulations to Address Margin Adequacy and to Account for the Treatment of Separate Accounts by Futures Commission Merchants
7/4/2023
Orders and Other Announcements
PR 8719-23
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PDF Version
Energy and Environmental Markets Advisory Committee
Open Date:
6/13/2023
Closing Date:
7/4/2023
7/17/2023
Orders and Other Announcements
88 FR 40789
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PDF Version
Market Risk Advisory Committee; Meeting
Open Date:
6/22/2023
Closing Date:
7/17/2023
7/24/2023
Industry Filing
23-01
Public Comment Period for KalshiEX Congressional Control Contracts
The CFTC seeks public comment on questions related to contracts self-certified by KalshiEX LLC, a designated contract market, on which political party will be in control of each chamber of the U.S. Congress.
Open Date:
6/23/2023
Closing Date:
7/24/2023
7/24/2023
Orders and Other Announcements
88 FR 42047
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PDF Version
Global Markets Advisory Committee
Open Date:
6/29/2023
Closing Date:
7/24/2023
7/25/2023
Orders and Other Announcements
88 FR 41933
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PDF Version
Technology Advisory Committee
Open Date:
6/28/2023
Closing Date:
7/25/2023
7/26/2023
Public Information Collection
88 FR 41389
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PDF Version
Agency Information Collection Activities Under OMB Review
Open Date:
6/26/2023
Closing Date:
7/26/2023
7/26/2023
Orders and Other Announcements
88 FR 42047
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PDF Version
Agricultural Advisory Committee
Open Date:
6/29/2023
Closing Date:
7/26/2023
7/31/2023
Public Information Collection
88 FR 34489
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PDF Version
Agency Information Collection Activities: Notice of Intent To Request Approval for Collection 3038-0117, Exemption From Derivatives Clearing Organization Registration
Open Date:
5/30/2023
Closing Date:
7/31/2023
8/7/2023
Public Information Collection
88 FR 43084
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PDF Version
Agency Information Collection Activities Under OMB Review
Open Date:
7/6/2023
Closing Date:
8/7/2023
8/18/2023
General CFTC
Second Voluntary Carbon Markets Convening on July 19, 2023
Commodity Futures Trading Commission Chairman Rostin Behnam
announced the second voluntary carbon markets convening will be held on
Wednesday, July 19 at 11:30 a.m. (EDT) at the CFTC's Washington, D.C.
headquarters.
All comments must be received by August 18, 2023. All submissions provided to the CFTC in any
form may be published on the CFTC’s website without review and without removal
of personally identifying information.
Open Date:
7/18/2023
Closing Date:
8/18/2023
8/28/2023
Proposed Rule
88 FR 41522
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PDF Version
17 CFR Part 17 Large Trader Reporting Requirements
Open Date:
6/27/2023
Closing Date:
8/28/2023
See also:
8/28/2023
Orders and Other Announcements
88 FR 41774
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PDF Version
17 CFR Chapter I Notice of Proposed Order and Request for Comment on an Application for a Capital Comparability Determination Submitted on Behalf of Nonbank Swap Dealers Domiciled in the French Republic and Federal Republic of Germany and Subject to Capital and Financial Reporting Requirements of the European Union
Open Date:
6/27/2023
Closing Date:
8/28/2023
8/28/2023
Public Information Collection
88 FR 41932
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PDF Version
Agency Information Collection Activities: Notice of Intent to Extend Collection; 3038-0097; Process for Review of Swaps for Mandatory Clearing
Open Date:
6/28/2023
Closing Date:
8/28/2023
9/5/2023
Public Information Collection
88 FR 43086
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PDF Version
Agency Information Collection Activities: Notice of Intent To Revise Collection 3038-0096, Swap Data Recordkeeping and Reporting Requirements
Open Date:
7/6/2023
Closing Date:
9/5/2023
9/5/2023
Public Information Collection
88 FR 43085
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PDF Version
Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0079: Swap Dealer and Major Swap Participant Conflicts of Interest and Business Conduct Standards With Counterparties
Open Date:
7/6/2023
Closing Date:
9/5/2023
9/8/2023
Public Information Collection
88 FR 53870
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PDF Version
Agency Information Collection Activities Under OMB Review
Open Date:
8/9/2023
Closing Date:
9/8/2023
9/11/2023
Public Information Collection
88 FR 44280
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PDF Version
Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0005: Rules Relating to the Operations and Activities of Commodity Pool Operators and Commodity Trading Advisors and to Monthly Reporting by Futures Commission Merchants
Open Date:
7/12/2023
Closing Date:
9/11/2023
9/11/2023
Public Information Collection
88 FR 44781
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PDF Version
Agency Information Collection Activities: Proposed Collection, Comment Request: Governance Requirements for Derivatives Clearing Organizations
Open Date:
7/13/2023
Closing Date:
9/11/2023
9/18/2023
Proposed Rule
88 FR 45826
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PDF Version
17 CFR Parts 1 and 23 Risk Management Program Regulations for Swap Dealers, Major Swap Participants, and Futures Commission Merchants
Open Date:
7/18/2023
Closing Date:
9/18/2023
9/26/2023
Proposed Rule
88 FR 48968
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PDF Version
17 CFR Parts 39 and 190 Derivatives Clearing Organizations Recovery and Orderly Wind-Down Plans; Information for Resolution Planning
Open Date:
7/28/2023
Closing Date:
9/26/2023
10/10/2023
Proposed Rule
88 FR 53409
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PDF Version
17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants
Open Date:
8/8/2023
Closing Date:
10/10/2023
10/10/2023
Public Information Collection
88 FR 53871
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PDF Version
Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0059: Part 41, Relating to Security Futures Products
Open Date:
8/9/2023
Closing Date:
10/10/2023
10/12/2023
Orders and Other Announcements
88 FR 62068
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PDF Version
Global Markets Advisory Committee
Open Date:
9/8/2023
Closing Date:
10/12/2023
See also:
10/13/2023
Public Information Collection
88 FR 62774
//
PDF Version
Agency Information Collection Activities Under OMB Review
Open Date:
9/13/2023
Closing Date:
10/13/2023
10/18/2023
Public Information Collection
88 FR 63940
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PDF Version
Agency Information Collection Activities Under OMB Review
Open Date:
9/18/2023
Closing Date:
10/18/2023
10/24/2023
Proposed Rule
88 FR 58145
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PDF Version
17 CFR Parts 23 and 37 Swap Confirmation Requirements for Swap Execution Facilities
Open Date:
8/25/2023
Closing Date:
10/24/2023
See also:
89 FR 34991
,
5/1/2024
//
PDF Version
17 CFR Parts 23 and 37 Swap Confirmation Requirements for Swap Execution Facilities
10/24/2023
Public Information Collection
85 FR 58251
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PDF Version
Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0092, Customer Clearing Documentation and Timing of Acceptance for Clearing
Open Date:
8/25/2023
Closing Date:
10/24/2023
10/25/2023
Public Information Collection
88 FR 65661
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PDF Version
Agency Information Collection Activities Under OMB Review
Open Date:
9/25/2023
Closing Date:
10/25/2023
10/26/2023
Public Information Collection
88 FR 65972
//
PDF Version
Agency Information Collection Activities Under OMB Review
Open Date:
9/26/2023
Closing Date:
10/26/2023
10/30/2023
Public Information Collection
88 FR 59510
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PDF Version
Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0091: Disclosure and Retention of Certain Information Relating to Cleared Swaps Customer Collateral
Open Date:
8/29/2023
Closing Date:
10/30/2023
10/30/2023
Public Information Collection
88 FR 59877
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PDF Version
Agency Information Collection Activities: Notice of Intent to Renew Collection 3038-0103, Ownership and Control Reports, Forms 102/102S, 40/40S, and 71 (Trader and Account Identification Reports)
Open Date:
8/30/2023
Closing Date:
10/30/2023
11/6/2023
Proposed Rule
88 FR 61432
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PDF Version
17 CFR Parts 37, 38, and 40 Provisions Common to Registered Entities
Open Date:
9/6/2023
Closing Date:
11/6/2023
11/13/2023
Orders and Other Announcements
88 FR 71844
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PDF Version
Global Markets Advisory Committee
Open Date:
10/18/2023
Closing Date:
11/13/2023
See also:
11/20/2023
Public Information Collection
88 FR 72436
//
PDF Version
Agency Information Collection Activities Under OMB Review
Open Date:
10/20/2023
Closing Date:
11/20/2023
11/20/2023
Orders and Other Announcements
PR 8811-23
//
PDF Version
Energy and Environmental Markets Advisory Committee
Open Date:
10/23/2023
Closing Date:
11/20/2023
11/24/2023
Public Information Collection
88 FR 73006
//
PDF Version
Agency Information Collection Activities Under OMB Review
Open Date:
10/24/2023
Closing Date:
11/24/2023
12/4/2023
Public Information Collection
88 FR 68112
//
PDF Version
Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0093, Part 40, Provisions Common to Registered Entities
Open Date:
10/3/2023
Closing Date:
12/4/2023
12/11/2023
Proposed Rule
88 FR 70852
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PDF Version
17 CFR Part 4 Commodity Pool Operators, Commodity Trading Advisors, and Commodity Pools: Updating the `Qualified Eligible Person' Definition; Adding Minimum Disclosure Requirements for Pools and Trading Programs; Permitting Monthly Account Statements for Funds of Funds; Technical Amendments
Open Date:
10/12/2023
Closing Date:
12/11/2023
12/13/2023
Public Information Collection
88 FR 77562
//
PDF Version
Agency Information Collection Activities Under OMB Review
Open Date:
11/13/2023
Closing Date:
12/13/2023
12/13/2023
Public Information Collection
88 FR 77563
//
PDF Version
Agency Information Collection Activities Under OMB Review
Open Date:
11/13/2023
Closing Date:
12/13/2023
12/13/2023
Public Information Collection
88 FR 77565
//
PDF Version
Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0103, Ownership and Control Reports, Forms 102/102S, 40/40S, and 71 (Trader and Account Identification Reports)
Open Date:
11/13/2023
Closing Date:
12/13/2023
12/15/2023
Public Information Collection
88 FR 71341
//
PDF Version
Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0062: Off-Exchange Foreign Currency Transactions
Open Date:
10/16/2023
Closing Date:
12/15/2023
12/18/2023
Orders and Other Announcements
88 FR 76739
//
PDF Version
Market Risk Advisory Committee
Open Date:
11/7/2023
Closing Date:
12/18/2023
12/21/2023
Orders and Other Announcements
88 FR 81063
//
PDF Version
Agricultural Advisory Committee
Open Date:
11/21/2023
Closing Date:
12/21/2023