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Comments for Proposed Rule 76 FR 1214

Proposed Rule  76 FR 1214  //  Open PDF Version PDF Version

17 CFR Part 37 Core Principles and Other Requirements for Swap Execution Facilities

 

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Open Date: 1/7/2011
Closing Date: 3/8/2011
Extended Date: 6/3/2011
See also:
76 FR 25274 ,  5/4/2011  //  Open PDF Version PDF Version

17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act

78 FR 33476 ,  6/4/2013  //  Open PDF Version PDF Version

17 CFR Part 37 Core Principles and Other Requirements for Swap Execution Facilities

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 241 items in 25 pages
09/02/201176 FR 1214JanetMcGinnessNYSE Liffe U.S. LLC
09/08/201176 FR 1214Ex ParteCommunicationWholesale Market Brokers Association
09/09/201176 FR 1214Ex ParteCommunicationFXall, Winston & Strawn LLP
11/02/201176 FR 1214DavidKellyUSB Securities LLC
11/04/201176 FR 1214Ex ParteCommunicationICAP
Delta Strategies
11/10/201176 FR 1214UnknownUnknownInternational Swaps and Derivatives Association, Inc. (ISDA)
11/11/201176 FR 1214JoanneMederoBlackRock, BNY Mellon and State Street Corporation
11/18/201176 FR 1214ThomasGlocerThomson Reuters
11/21/201176 FR 1214Ex ParteCommunicationNico Holdings, DRW Holdings
12/06/201176 FR 1214Ex ParteCommunicationGeneva Energy Markets