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Ex Parte Meeting for Proposed Rule 75 FR 80638

  • Title:
    Meeting with Morgan Stanley

    Ex Parte No: 591
    Date: 3/9/2011

    Meeting Date:

    Wednesday, March 9, 2011

    CFTC Staff:

    Michael Dunn, Robert Cashdollar, and John Dunfee

    Organization(s):

    Morgan Stanley

    External Attendees:

    Michael Stein, James Hill, Soo-Mi Lee, William McCoy, Rick Ostrander, and John Neary.

    Additional Information:

    On March 9, 2011, at 11am, a meeting was held with Morgan Stanley in which they presented concerns regarding business conduct standards, SEFs, and real time reporting.

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