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Comments for Proposed Rule 75 FR 71379

Proposed Rule  75 FR 71379  //  Open PDF Version PDF Version

17 CFR Parts 3, 23 and 170 Registration of Swap Dealers and Major Swap Participants

Open Date: 11/23/2010
Closing Date: 1/24/2011
Extended Date: 6/3/2011
See also:
76 FR 25274 ,  5/4/2011  //  Open PDF Version PDF Version

17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act

77 FR 2613 ,  1/19/2012  //  Open PDF Version PDF Version

17 CFR Parts 1, 3, 23, and 170 Registration of Swap Dealers and Major Swap Participants

77 FR 3590 ,  1/25/2012  //  Open PDF Version PDF Version

17 CFR Parts 3 and 23 Registration of Swap Dealers and Major Swap Participants; Correction

79 FR 41126 ,  7/15/2014  //  Open PDF Version PDF Version

17 CFR Part 23 Swap Dealer and Major Swap Participant Recordkeeping, Reporting, and Duties Rules; Futures Commission Merchant and Introducing Broker Conflicts of Interest Rules; and Chief Compliance Officer Rules for Swap Dealers, Major Swap Participants, and Futures Commission Merchants; Correction

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 80 items in 8 pages
05/14/201175 FR 71379ChrisBarnard 
06/08/201175 FR 71379ChrisBarnard 
06/01/201176 FR 25274KyleBrandonFIA FSR IIB IRI ISDA SIFMA U.S. Chamber of Commerce
01/18/201175 FR 71379TimothyCameronAsset Management Group, Securities Industry and Financial Markets Association
06/03/201176 FR 25274LayneCarlsonMinneapolis Grain Exchange, Inc.
06/03/201175 FR 71379AlessandroCoccoJ.P.Morgan
01/24/201175 FR 71379JamesColluraPetroleum Marketers Association of America New England Fuel Institute
12/07/201075 FR 71379Ex ParteCommunicationManaged Funds Association
01/14/201175 FR 71379Ex ParteCommunicationBarclays Bank plc BNP Paribas S.A. Deutsche Bank AG Societe Generale The Royal Bank of Scotland Group plc UBS AG The Royal Bank of Canada Davis, Polk, and Wardwell, LLP
01/14/201175 FR 71379Ex ParteCommunicationBarclays Bank plc


BNP Paribas S.A.


Deutsche Bank AG


Societe Generale


The Royal Bank of Scotland Group plc


UBS AG


The Royal Bank of Canada


Davis, Polk, and Wardwell, LLP