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Ex Parte Meeting for Proposed Rule 75 FR 51429

  • Title:
    Meeting with Managed Funds Association (MFA)

    Ex Parte No: 576
    Date: 12/7/2010

    Meeting Date:

    Tuesday, December 7, 2010

    CFTC Staff:

    Michael Dunn, Jason Gizzarelli, Robert Cashdollar, and John Dunfee

    Organization(s):

    Managed Funds Association

    External Attendees:

    Darcy Bradbury, the D.E. Shaw group, Steve Kessler, S.A.C. Capital Advisors, David Hong, King Street Capital Management, David Moss, the D.E. Shaw group, David Rubenstein, BlueMountain Capital Management, LLC, Kim Rozman, HBK Capital Management, Noah Greenhill, Highbridge Capital Management, LLC, Randall Costa, Citadel LLC, Rupert Cox, Brevan Howard, Inc., Scott Beardsley, BlueMountain Capital Management, LLC, Steve Schraibman, S.A.C. Capital Management, Stuart Kaswell, MFA, Carlotta King, MFA, Jennifer Han, MFA

    Additional Information:

    On December 7, 2010, at 11am, a meeting was held with the Managed Funds Association (“MFA”) in which they presented concerns regarding the definition and registration of MSPs, capital and margin requirements, and business conduct requirements raised in a comment letter submitted 9/23/10.

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