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Comments for Proposed Rule 81 FR 51824

Proposed Rule  81 FR 51824  //  Open PDF Version PDF Version

17 CFR Part 3 Exemption From Registration for Certain Foreign Persons

Open Date: 8/5/2016
Closing Date: 9/6/2016
See also:
83 FR 52902 ,  10/18/2018  //  Open PDF Version PDF Version

17 CFR Part 4 Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading Advisors

85 FR 35820 ,  6/12/2020  //  Open PDF Version PDF Version

17 CFR Part 3 Exemption From Registration for Certain Foreign Persons Acting as Commodity Pool Operators of Offshore Commodity Pools

85 FR 78718 ,  12/7/2020  //  Open PDF Version PDF Version

17 CFR Part 3 Exemption From Registration for Certain Foreign Intermediaries

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 53 items in 6 pages
08/08/201681 FR 51824jeanpublieee 
12/17/201883 FR 52902ToddFlunker 
08/11/202085 FR 35820ChrisBarnard 
10/07/201983 FR 52902JiriKrol Alternative Investment Management Association Limited (AIMA)
06/24/201983 FR 52902Ex ParteCommunication

IAA

IAA

Nuveen Investments

K&L Gates, LLP

K&L Gates, LLP

IAA

 

06/13/201983 FR 52902Ex ParteCommunication

SIFMA AMG

SIFMA AMG

Wellington

T. Rowe Price

Vanguard

Stradley Ronon

Voya

MFS

06/13/201983 FR 52902Ex ParteCommunication

SIFMA AMG

SIFMA AMG

Wellington

T. Rowe Price

Vanguard

Stradley Ronon

Voya

MFS

08/21/201983 FR 52902Ex ParteCommunication

SIFMA AMG

T. Rowe Price

Stradley Ronon Stevens & Young, LP

Wellington Management

08/06/202085 FR 35820ERICREFUSE06/2013 I am a vicitm of ID Fraud I can't legally declear involving with a group or gang or work force
12/07/201883 FR 52902BrianNaeveAlscott, Inc.