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Comments for Proposed Rule 79 FR 37973

Proposed Rule  79 FR 37973  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

Open Date: 7/3/2014
Closing Date: 8/4/2014
See also:
78 FR 68946 ,  11/15/2013  //  Open PDF Version PDF Version

17 CFR Part 150 Aggregation of Positions

78 FR 75680 ,  12/12/2013  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives

78 FR 76787 ,  12/19/2013  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140 and 150 Position Limits for Derivatives

79 FR 2394 ,  1/14/2014  //  Open PDF Version PDF Version

17 CFR Part 150 Aggregation of Positions

79 FR 3547 ,  1/22/2014  //  Open PDF Version PDF Version

17 CFR Part 150 Aggregation of Positions;  Correction

79 FR 30762 ,  5/29/2014  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

79 FR 71973 ,  12/9/2014  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

80 FR 200 ,  1/5/2015  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

80 FR 10022 ,  2/25/2015  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

80 FR 58365 ,  9/29/2015  //  Open PDF Version PDF Version

17 CFR Part 150 Aggregation of Positions

81 FR 38458 ,  6/13/2016  //  Open PDF Version PDF Version

17 CFR Parts 37, 38, and 150 Position Limits for Derivatives: Certain Exemptions and Guidance

81 FR 91454 ,  12/16/2016  //  Open PDF Version PDF Version

17 CFR Part 150 Aggregation of Positions

81 FR 96704 ,  12/30/2016  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 37, 38, 140, 150 and 151 Position Limits for Derivatives

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 830 items in 83 pages
01/02/201579 FR 71973HowardDanskyPrivate citizen, self-employed consultant in education and workforce development
12/30/201479 FR 71973RichardDavisPrivate citizen.
07/03/201479 FR 30762SteveJudgePrivate Equity Growth Capital Council
11/12/201580 FR 58365JasonMulvihillPrivate Equity Growth Capital Council
02/10/201478 FR 68946SteveJudgePrivate Equity Growth Capital Council (PEGCC)
09/22/201478 FR 68946Ex ParteCommunicationPrivate Equity Growth Capital Council (PEGCC)
09/22/201478 FR 75680Ex ParteCommunicationPrivate Equity Growth Capital Council (PEGCC)
10/24/201479 FR 37973SteveJudgePrivate Equity Growth Capital Council (PEGCC)
09/22/201479 FR 37973Ex ParteCommunicationPrivate Equity Growth Council
12/30/201479 FR 71973RobertDoupeprivate individual