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Comments for Proposed Rule 77 FR 8332

Proposed Rule  77 FR 8332  //  Open PDF Version PDF Version

17 CFR Part 75 Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Covered Funds

Open Date: 2/14/2012
Closing Date: 4/16/2012
See also:
79 FR 5808 ,  1/31/2014  //  Open PDF Version PDF Version

17 CFR Part 75 Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships with, Hedge Funds and Private Equity Funds

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 399 items in 40 pages
04/12/201277 FR 8332RobertPickelInternational Swaps and Derivatives Association, Inc. (ISDA)
04/11/201277 FR 8332BillMagnessElectric Reliability Council of Texas, Inc. (ERCOT)
04/11/201277 FR 8332MarkThresherNationwide Mutual Insurance Company
04/08/201277 FR 8332petergoodnoN/A
04/06/201277 FR 8332CarolynHunter 
03/29/201277 FR 8332BillBickleStockman Bank of Montana, Miles City, Montana
03/28/201277 FR 8332MichaelNicholasBond Dealers of America
03/28/201277 FR 8332MikeNicholasBond Dealers of America (BDA)
03/27/201277 FR 8332MichelleJones Tharp 
03/23/201277 FR 8332n/an/aSVB Financial Group (from other source on 2/13/12)