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Comments for Proposed Rule 76 FR 47529

Proposed Rule  76 FR 47529  //  Open PDF Version PDF Version

17 CFR Parts 1, 23, and 39 Customer Clearing Documentation and Timing of Acceptance for Clearing; Correction

Open Date: 8/5/2011
Closing Date: 9/30/2011
See also:
76 FR 45730 ,  8/1/2011  //  Open PDF Version PDF Version

17 CFR Parts 1, 23, and 39 Customer Clearing Documentation and Timing of Acceptance for Clearing

77 FR 21278 ,  4/9/2012  //  Open PDF Version PDF Version

17 CFR Parts 1, 23, 37, 38, and 39 Customer Clearing Documentation, Timing of Acceptance for Clearing, and Clearing Member Risk Management

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 58 items in 6 pages
05/30/201377 FR 21278Ex ParteCommunicationCitadel
03/01/201276 FR 45730Ex ParteCommunicationICAP
02/28/201276 FR 45730Ex ParteCommunicationBlackRock
02/28/201276 FR 45730Ex ParteCommunicationCitadel
12/19/201176 FR 45730R.HubbardCommittee on Capital Markets Regulation
10/31/201176 FR 45730LauraSchisgallSociete Generale
10/31/201176 FR 45730ErnestGoodrich, Jr.Deutsche Bank AG
10/19/201176 FR 45730Ex ParteCommunicationBlackRock
10/14/201176 FR 45730EdwardRosenBank of America Merrill Lynch BNP Paribas Citi Credit Suisse Securities (USA) LLC Deutsche Bank AG Goldman Sachs HSBC J.P. Morgan Morgan Stanley
10/13/201176 FR 47529Ex ParteCommunicationABN AMRO, Amalgamated Metal Trading, Bank of America Merrill Lynch, BP Oil International, Citigroup, CME Group, Credit Suisse Securities, Deutsche Bank, Elliott Advisors, FOA, Goldman Sachs, ICE Futures, IG Group, JP Morgan, London Stock Exchange, Marex Financial, Monument Securities, Morgan Stanley, Natixis Commodity Markets, NYSE LIFFE, RWE Supply Trading, UBS