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Comments for Proposed Rule 84 FR 69664

Proposed Rule  84 FR 69664  //  Open PDF Version PDF Version

17 CFR Parts 1, 23, and 140 Capital Requirements of Swap Dealers and Major Swap Participants

Open Date: 12/19/2019
Closing Date: 3/3/2020
See also:
81 FR 91252 ,  12/16/2016  //  Open PDF Version PDF Version

17 CFR Parts 1, 23, and 140 Capital Requirements of Swap Dealers and Major Swap Participants

82 FR 13971 ,  3/16/2017  //  Open PDF Version PDF Version

17 CFR Parts 1, 23, and 40 Capital Requirements of Swap Dealers and Major Swap Participants

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 82 items in 9 pages
03/02/202084 FR 69664CarolWoodingNational Futures Association
02/26/202084 FR 69664AtsushiHirayamaInternational Bankers Association of Japan
02/26/202084 FR 69664Ex ParteCommunicationMorgan Stanley
02/26/202082 FR 13971Ex ParteCommunicationMorgan Stanley
02/26/202081 FR 91252Ex ParteCommunicationMorgan Stanley
10/02/201981 FR 91252Ex ParteCommunicationWells Fargo Bank, N.A.
09/18/201981 FR 91252Ex ParteCommunicationJefferies LLC
01/29/201881 FR 91252AlexanderLangeABN AMRO Securities (USA) LLC
01/08/201881 FR 91252Ex ParteCommunicationMorgan Stanley
05/24/201781 FR 91252JoannaMallersFIA Principal Traders Group (FIA PTG)