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Ex Parte Meeting for Proposed Rule 81 FR 91252

  • Title:
    Meeting with Morgan Stanley re: Capital NOPR

    Ex Parte No: 1242
    Date: 1/8/2018

    Meeting Date:

    Monday, January 8, 2018

    CFTC Staff:

    Matthew Kulkin, DSIO
    Thomas Smith, DSIO
    Jennifer Bauer, DSIO
    Joshua Beale, DSIO
    Rafael Martinez, DSIO
    Bruce Tuckman, OCE
    Lihong McPhail, OCE


    Morgan Stanley

    External Attendees:

    Morgan Stanley:
    Sebastian Crapanzano, Managing Director, Sales & Trading Counterparty Risk
    Soo-Mi Lee, Managing Director, Global Head of Regulatory Affairs
    Kirsten Doody, Managing Director, Deputy COO for Fixed Income and Commodities
    Katherine Clune, Managing Director, Treasury Liquidity Management
    Andrew Nash, Executive Director, Regulatory Affairs
    Denise Pieck, Managing Director, Capital Planning

    Additional Information:

    Attendants discussed the impact various aspects of the proposed rule would have on certain businesses and registered entities at Morgan Stanley.

Morgan Stanley010818.pdf