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Comments for Proposed Rule 84 FR 69664

Proposed Rule  84 FR 69664  //  Open PDF Version PDF Version

17 CFR Parts 1, 23, and 140 Capital Requirements of Swap Dealers and Major Swap Participants

Open Date: 12/19/2019
Closing Date: 3/3/2020
See also:
81 FR 91252 ,  12/16/2016  //  Open PDF Version PDF Version

17 CFR Parts 1, 23, and 140 Capital Requirements of Swap Dealers and Major Swap Participants

82 FR 13971 ,  3/16/2017  //  Open PDF Version PDF Version

17 CFR Parts 1, 23, and 40 Capital Requirements of Swap Dealers and Major Swap Participants

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 82 items in 9 pages
05/27/202084 FR 69664Ex ParteCommunicationGoldman Sachs 
05/27/202081 FR 91252Ex ParteCommunicationGoldman Sachs 
03/03/202084 FR 69664WilliamHarringtonHarrington Independent Flip Clause Assessments
05/15/201781 FR 91252SarahMillerInstitute of International Bankers
03/03/202084 FR 69664KyleBrandonInstitute of International Bankers (IIB) International Swaps and Derivatives Association (ISDA) Securities Industry and Financial Markets Association (SIFMA)
02/26/202084 FR 69664AtsushiHirayamaInternational Bankers Association of Japan
05/15/201781 FR 91252PhillipLookadooInternational Energy Credit Association
05/15/201781 FR 91252AnnBattleInternational Swaps and Derivatives Association, Inc. (ISDA)
05/15/201781 FR 91252WilliamDunawayINTL FCStone Inc.
03/29/201781 FR 91252DavidBlassInvestment Company Institute