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Comments for Proposed Rule 75 FR 80638

Proposed Rule  75 FR 80638  //  Open PDF Version PDF Version

17 CFR Parts 23 and 155 Business Conduct Standards for Swap Dealers and Major Swap Participants With Counterparties

Open Date: 12/22/2010
Closing Date: 2/22/2011
Extended Date: 6/3/2011
See also:
76 FR 25274 ,  5/4/2011  //  Open PDF Version PDF Version

17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act

77 FR 9734 ,  2/17/2012  //  Open PDF Version PDF Version

17 CFR Parts 4 and 23 Business Conduct Standards for Swap Dealers and Major Swap Participants With Counterparties

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 201 items in 21 pages
06/03/201175 FR 80638MarcusSchuelerMarkit
06/03/201176 FR 25274MarcusSchuelerMarkit
01/11/201175 FR 80638LannySchwartzBARCLAYS BANK PLC BNP PARIBAS S.A. DEUTSCHE BANK AG ROYAL BANK OF CANADA THE ROYAL BANK OF SCOTLAND GROUP PLC SOCIETE GENERALE UBS AG
02/17/201175 FR 80638LannySchwartzBARCLAYS BANK PLC BNP PARIBAS S.A. CREDIT SUISSE AG DEUTSCHE BANK AG HSBC NOMURA SECURITIES INTERNATIONAL, INC. RABOBANK NEDERLAND ROYAL BANK OF CANADA THE ROYAL BANK OF SCOTLAND GROUP PLC SOCIETE GENERALE THE TORONTO-DOMINION BANK UBS AG
05/03/201175 FR 80638HalScottCommittee on Capital Markets Regulation
06/13/201176 FR 25274HalScottCommittee on Capital Markets Regulation
06/24/201176 FR 25274HalScottCommittee on Capital Markets Regulation
02/22/201175 FR 80638TimothySelbyNew York City Bar Association - Committee on Futures and Derivatives Regulation
06/13/201176 FR 25274TimothySelbyCommittee on Futures and Derivatives Regulation; Bar Association of the City of New York
08/31/201175 FR 80638ThomasSextonNational Futures Associaton (NFA)