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Ex Parte Meeting for Proposed Rule 75 FR 80638

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  • Title:
    Meeting with Morgan Stanley

    Ex Parte No: 673
    Date: 1/6/2012

    Meeting Date:

    Friday, January 6, 2012

    CFTC Staff:

    Jill Sommers


    Marcia Blase

    Organization(s):

    Morgan Stanley

    External Attendees:

    James Hill, Managing Director, Head of Credit Derivatives


    Williams McCoy, Managing Director, Chief Commodities Counsel


    Michael Stein, Managing Director, Global Head of Government Relations


    Soo Mi Lee, Executive Director, Regulatory Affairs


    Anthony Cicia, Executitve Director, Fixed Income Risk and Counsel

    Additional Information:

    Discuss business conduct standards, segregatio and few upcoming issues before the Commission.

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